Over 29 years’ of experience in the investment management industry. His prior experience includes serving as the fund and adviser CCO for the Schwab Funds and Charles Schwab Investment Management, Inc., respectively, where he designed, developed and implemented compliance programs for Schwab‚ proprietary fund families and its broker-dealer‚ mutual fund processing platforms, and senior-level positions in information systems risk management and investment management audit and business advisory services with PriceWaterhouseCoopers. He received a B.S. in Business Administration and a B.S. in Accounting from the University of Kansas.
Randall S. Fillmore
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